Greece — ESMA Sanctions Register
184 sanctions and enforcement actions recorded for Greece.
Entity name not disclosed
2 Sept 2026 · #15217 · MiFID
AXON SECURITIES S.A.
3 Oct 2025 · #14719 · MiFID
"HELLENIC AMERICAN SECURITIES S.A."
24 Jun 2025 · #14105 · MiFID
Entity name not disclosed
30 May 2025 · #14045 · MiFID
VIE FINANCE SA
30 May 2025 · #14718 · MiFID
Entity name not disclosed
27 Mar 2025 · #13882 · EMIR
Entity name not disclosed
16 Sept 2024 · #13223 · MiFID
Entity name not disclosed
22 Aug 2024 · #13150 · MiFID
Entity name not disclosed
22 Aug 2024 · #13151 · MiFID
Entity name not disclosed
2 Apr 2024 · #12691 · MiFID
Entity name not disclosed
2 Apr 2024 · #12690 · MiFID
Entity name not disclosed
2 Apr 2024 · #12692 · MiFID
Entity name not disclosed
11 Jan 2024 · #12685 · MiFID
Entity name not disclosed
11 Jan 2024 · #12686 · MiFID
Entity name not disclosed
11 Jan 2024 · #12687 · MiFID
Entity name not disclosed
20 Nov 2023 · #12369 · MiFID
Entity name not disclosed
27 Sept 2023 · #12207 · MiFID
Entity name not disclosed
27 Sept 2023 · #12205 · MiFID
Entity name not disclosed
27 Sept 2023 · #12206 · MiFID
Entity name not disclosed
11 Jan 2023 · #11466 · MiFID
Entity name not disclosed
11 Oct 2022 · #11196 · MiFID
Entity name not disclosed
1 Jul 2022 · #11015 · MiFID
Entity name not disclosed
27 May 2022 · #10935 · MiFID
Entity name not disclosed
18 May 2022 · #10915 · MiFID
Entity name not disclosed
18 May 2022 · #10916 · MiFID
Entity name not disclosed
5 Apr 2022 · #10765 · MiFID
Entity name not disclosed
4 Mar 2022 · #10695 · MiFID
Entity name not disclosed
13 Jan 2022 · #10589 · MiFID
Entity name not disclosed
15 Dec 2021 · #10573 · MiFID
Entity name not disclosed
18 Oct 2021 · #10431 · MiFID
Entity name not disclosed
1 Oct 2021 · #10391 · MiFID
Entity name not disclosed
14 Sept 2021 · #10336 · MiFID
Entity name not disclosed
14 Sept 2021 · #10338 · MiFID
Entity name not disclosed
22 Jul 2021 · #10230 · MiFID
Entity name not disclosed
22 Jul 2021 · #10229 · MiFID
Entity name not disclosed
25 Jun 2021 · #10100 · MiFID
Entity name not disclosed
19 May 2021 · #10019 · MiFID
Entity name not disclosed
10 Mar 2021 · #9837 · MiFID
Entity name not disclosed
10 Mar 2021 · #9838 · MiFID
Entity name not disclosed
27 Jan 2021 · #9670 · MiFID
Entity name not disclosed
27 Jan 2021 · #9671 · MiFID
Entity name not disclosed
18 Jan 2021 · #9669 · MiFID
Entity name not disclosed
18 Jan 2021 · #9668 · MiFID
Entity name not disclosed
4 Nov 2020 · #9456 · MiFID
Entity name not disclosed
4 Nov 2020 · #9457 · MiFID
Entity name not disclosed
4 Nov 2020 · #9458 · MiFID
Entity name not disclosed
4 Nov 2020 · #9454 · MiFID
Entity name not disclosed
4 Nov 2020 · #9455 · MiFID
Entity name not disclosed
17 Jun 2020 · #9110 · MiFID
Entity name not disclosed
27 May 2020 · #9064 · MiFID
Entity name not disclosed
27 May 2020 · #9059 · MiFID
Entity name not disclosed
27 May 2020 · #9061 · MiFID
Entity name not disclosed
27 May 2020 · #9058 · MiFID
Entity name not disclosed
27 May 2020 · #9062 · MiFID
Entity name not disclosed
10 Jan 2020 · #8369 · MiFID
Entity name not disclosed
11 Dec 2019 · #8367 · MiFID
Entity name not disclosed
11 Dec 2019 · #8368 · MiFID
Entity name not disclosed
8 Oct 2019 · #7937 · MiFID
Entity name not disclosed
23 Sept 2019 · #7829 · MiFID
Entity name not disclosed
1 Aug 2019 · #7938 · MiFID
Entity name not disclosed
30 May 2019 · #7940 · MiFID
Entity name not disclosed
30 May 2019 · #7939 · EMIR
Entity name not disclosed
7 May 2019 · #7326 · MiFID
Entity name not disclosed
7 May 2019 · #7325 · MiFID
Entity name not disclosed
7 May 2019 · #7324 · MiFID
Entity name not disclosed
18 Apr 2019 · #7245 · MiFID
Entity name not disclosed
18 Apr 2019 · #7244 · MiFID
Entity name not disclosed
15 Feb 2019 · #7163 · MiFID
Entity name not disclosed
15 Feb 2019 · #7164 · MiFID
Entity name not disclosed
15 Feb 2019 · #7162 · MiFID
Entity name not disclosed
15 Feb 2019 · #7165 · MiFID
Entity name not disclosed
15 Feb 2019 · #7166 · MiFID
Entity name not disclosed
28 Jan 2019 · #7160 · MiFID
Entity name not disclosed
15 Jan 2019 · #7156 · MiFID
Entity name not disclosed
15 Jan 2019 · #7155 · MiFID
Entity name not disclosed
6 Nov 2018 · #6896 · MiFID
Entity name not disclosed
17 Oct 2018 · #6340 · MiFID
Entity name not disclosed
17 Oct 2018 · #6889 · MiFID
Entity name not disclosed
17 Oct 2018 · #6895 · MiFID
Entity name not disclosed
17 Oct 2018 · #6341 · MiFID
Entity name not disclosed
19 Jul 2018 · #7145 · MiFID
Entity name not disclosed
3 Jul 2018 · #6338 · MiFID
Entity name not disclosed
3 Jul 2018 · #7149 · MiFID
Entity name not disclosed
3 Jul 2018 · #6339 · MiFID
Entity name not disclosed
15 May 2018 · #6317 · MiFID
Entity name not disclosed
24 Apr 2018 · #6214 · MiFID
Entity name not disclosed
24 Apr 2018 · #6212 · MiFID
Entity name not disclosed
24 Apr 2018 · #6213 · MiFID
Entity name not disclosed
29 Mar 2018 · #6318 · MiFID
Entity name not disclosed
6 Mar 2018 · #6226 · MiFID
Entity name not disclosed
21 Feb 2018 · #6222 · MiFID
Entity name not disclosed
21 Feb 2018 · #6223 · MiFID
Entity name not disclosed
26 Jan 2018 · #5368 · MiFID
Entity name not disclosed
26 Jan 2018 · #6320 · MiFID
Entity name not disclosed
26 Jan 2018 · #5367 · MiFID
Entity name not disclosed
16 Jan 2018 · #6321 · MiFID
Entity name not disclosed
8 Dec 2017 · #5365 · MiFID
Entity name not disclosed
8 Dec 2017 · #5366 · MiFID
Entity name not disclosed
28 Nov 2017 · #5371 · MiFID
Entity name not disclosed
28 Nov 2017 · #5374 · MiFID
Entity name not disclosed
28 Nov 2017 · #6323 · MiFID
Entity name not disclosed
28 Nov 2017 · #5373 · MiFID
Entity name not disclosed
28 Nov 2017 · #5372 · MiFID
Entity name not disclosed
31 Oct 2017 · #6327 · MiFID
Entity name not disclosed
31 Oct 2017 · #6326 · MiFID
Entity name not disclosed
31 Oct 2017 · #5467 · MiFID
Entity name not disclosed
31 Oct 2017 · #6325 · MiFID
Entity name not disclosed
12 Oct 2017 · #5364 · MiFID
Entity name not disclosed
12 Oct 2017 · #6328 · MiFID
Entity name not disclosed
18 Sept 2017 · #6331 · MiFID
Entity name not disclosed
18 Sept 2017 · #6334 · MiFID
Entity name not disclosed
18 Sept 2017 · #6333 · MiFID
Entity name not disclosed
18 Sept 2017 · #5470 · MiFID
Entity name not disclosed
18 Sept 2017 · #5471 · MiFID
Entity name not disclosed
18 Sept 2017 · #6332 · MiFID
CYCLOS SECURITIES S.A.
3 Jul 2017 · #5127 · MiFID
Entity name not disclosed
3 Jul 2017 · #5126 · MiFID
Entity name not disclosed
8 Jun 2017 · #4745 · MiFID
Entity name not disclosed
8 Jun 2017 · #4746 · MiFID
Entity name not disclosed
8 Jun 2017 · #4747 · MiFID
Entity name not disclosed
8 Jun 2017 · #4744 · MiFID
Entity name not disclosed
21 Mar 2017 · #4425 · MiFID
Entity name not disclosed
21 Mar 2017 · #4426 · MiFID
Entity name not disclosed
21 Mar 2017 · #4524 · MiFID
Entity name not disclosed
23 Feb 2017 · #4424 · MiFID
Entity name not disclosed
23 Feb 2017 · #5125 · MiFID
Entity name not disclosed
13 Jan 2017 · #5584 · MiFID
Entity name not disclosed
13 Jan 2017 · #4264 · MiFID
Entity name not disclosed
13 Jan 2017 · #4265 · MiFID
Entity name not disclosed
22 Nov 2016 · #4185 · MiFID
Entity name not disclosed
22 Nov 2016 · #4184 · MiFID
PANTELAKIS SECURITIES S.A.
22 Nov 2016 · #4205 · MiFID
Entity name not disclosed
7 Nov 2016 · #4144 · MiFID
CFS SECURITIES & INVESTMENT SERVICES S.A.
7 Nov 2016 · #4145 · MiFID
Entity name not disclosed
7 Nov 2016 · #4143 · MiFID
NATIONAL SECURITIES SINGLE MEMBER S.A.
27 Oct 2016 · #4086 · MiFID
PIRAEUS SECURITIES S.A.
27 Oct 2016 · #4085 · MiFID
Entity name not disclosed
6 Oct 2016 · #4088 · MiFID
Entity name not disclosed
31 Aug 2016 · #3907 · MiFID
Entity name not disclosed
14 Jul 2016 · #3906 · MiFID
PEGASUS SECURITIES S.A.
16 Jun 2016 · #3905 · MiFID
Entity name not disclosed
16 Jun 2016 · #3904 · MiFID
TRIPLE A EXPERTS INVESTMENT SERVICES SINGLE MEMBER S.A.
18 May 2016 · #3908 · MiFID
PEGASUS SECURITIES S.A.
31 Mar 2016 · #3390 · MiFID
Entity name not disclosed
31 Mar 2016 · #3389 · MiFID
SOLIDUS SECURITIES INVESTMENT SERVICES FIRM
21 Jan 2016 · #3386 · MiFID
EPIC S.A.
21 Jan 2016 · #3387 · MiFID
G.A. PERVANAS SECURITIES AND INVESTMENT SERVICES COMPANY S.A.
12 Oct 2015 · #2863 · MiFID
Entity name not disclosed
22 Sept 2015 · #2823 · MiFID
MERIT SECURITIES A.E.P.E.Y.
17 Sept 2015 · #2807 · MAD
SOLIDUS SECURITIES INVESTMENT SERVICES FIRM
17 Sept 2015 · #2805 · MAD
Entity name not disclosed
11 Jun 2015 · #2547 · MiFID
Entity name not disclosed
11 Jun 2015 · #2545 · MiFID
EUROTRUST INVESTMENT SERVICES S.A.
26 May 2015 · #2525 · MiFID
ARDU PRIME S.A.
26 May 2015 · #2524 · MiFID
ALPHA FINANCE INVESTMENT SERVICES SINGLE MEMBER S.A.
26 May 2015 · #2526 · MiFID
MERIT SECURITIES A.E.P.E.Y.
26 May 2015 · #2522 · MiFID
Entity name not disclosed
4 Mar 2015 · #2283 · MiFID
Entity name not disclosed
4 Mar 2015 · #2282 · MiFID
Entity name not disclosed
4 Mar 2015 · #2284 · MiFID
EUROXX SECURITIES S.A.
19 Jan 2015 · #2191 · MiFID
STAVROS EMM. LAVRENTAKIS SECURITIES S.A.
19 Jan 2015 · #2189 · MiFID
Entity name not disclosed
10 Dec 2014 · #2062 · MiFID
Entity name not disclosed
15 Oct 2014 · #1804 · MiFID
Entity name not disclosed
15 Oct 2014 · #1803 · MiFID
SOLIDUS SECURITIES INVESTMENT SERVICES FIRM
15 Oct 2014 · #1805 · MiFID
Entity name not disclosed
15 Oct 2014 · #1802 · MiFID
Entity name not disclosed
9 Sept 2014 · #1682 · MiFID
Entity name not disclosed
9 Sept 2014 · #1683 · MiFID
PRELIUM INVESTMENT SERVICES S.A.
9 Sept 2014 · #1686 · MiFID
CAPITAL SECURITIES S.A.
3 Jul 2014 · #1542 · MiFID
Entity name not disclosed
30 May 2014 · #1322 · MiFID
Entity name not disclosed
22 May 2014 · #1282 · MiFID
EUROBANK EQUITIES INVESTMENT FIRM S.A.
27 Feb 2014 · #1022 · MiFID
A. SARRIS INVESTMENT SERVICES S.A.
16 Jan 2014 · #806 · MiFID
Entity name not disclosed
16 Jan 2014 · #807 · MiFID
Entity name not disclosed
5 Dec 2013 · #804 · MiFID
Entity name not disclosed
10 Oct 2013 · #762 · MiFID
ARDU PRIME S.A.
29 Aug 2013 · #732 · MAD
TRIPLE A EXPERTS INVESTMENT SERVICES SINGLE MEMBER S.A.
1 Aug 2013 · #729 · MiFID
Entity name not disclosed
19 Jun 2013 · #727 · MiFID
BETA SECURITIES S.A.
15 Apr 2013 · #603 · MiFID
Entity name not disclosed
15 Apr 2013 · #602 · MiFID
Entity name not disclosed
28 Feb 2013 · #327 · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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