Sanction 7938
1 of 184 sanctions recorded for Greece.
- Sanction date
- 1 Aug 2019
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7938
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of €5,500 on ASSET WISE CAPITAL MANAGEMENT AEPEY, for the infringement of the provisions of articles 21, 54, 56, 65 of Regulation (EU) No 565/2017 and the provisions of articles 16 and 25 of Law 4514/2018 and article 43 of Law 4443/2016 during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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