Sanction 5584
1 of 184 sanctions recorded for Greece.
- Sanction date
- 13 Jan 2017
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 5584
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €5.000 to ZACHARIAS G. PORTALAKIS SA for infringement of provisions of decisions 1 and 2/452/2007 of HCMC due to non-compliance with rules concerning the use of financial instruments held by the investment firm for client’s account and non-paper information of the client, when providing investment services
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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