Sanction 8367
1 of 184 sanctions recorded for Greece.
- Sanction date
- 11 Dec 2019
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 8367
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of € 5.000 in total on EUROXX SECURITIES SA for the infringement of the provisions of article 16 (para 9 ) of Law 4514/2018, of article 21 (para 1c) of Regulation EU 2017/565, of article 6 (para 2) and article 10 (para 2b) of Law 4141/2013, during the provision of margin to its clients and for non-compliance with organisational requirements and operating conditions for investment firms.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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