Sanction 6321
1 of 184 sanctions recorded for Greece.
- Sanction date
- 16 Jan 2018
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6321
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of 50.000 euro to the NATIONAL SECURITIES S.A. for infringement of provisions of art. 10 of Law 4141/2013 for granting credit to its clients for the provision on investment services and for infringement of provisions of articles 3 and 24 of decision 2/452/2007 of HCMC for organizational requirements
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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