Sanction 4144
1 of 184 sanctions recorded for Greece.
- Sanction date
- 7 Nov 2016
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 4144
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €6.000 to the Greek Branch of HSBC BANK Plc for infringement of provisions of decision 1/452/2007 of HCMC and of art. 25 of National Law 3606/2007 on customer’s categorization, information about his rights to request a different categorization and keeping of customer’s records
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding