Sanction 12205
1 of 184 sanctions recorded for Greece.
- Sanction date
- 27 Sept 2023
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 12205
Sanction text
Original language: English. Text is published as-is from ESMA.
The HCMC's BOD decided to impose a total fine of €10,000 on NATIONAL SECURITIES S.A for infringements: of Article 24(4)(c) of Greek law 4514/2018 in conjunction with Article 50(2)(a) of Regulation (EU) 2017/565 and Article 24(4)(c) of Greek law 4514/2018 in conjunction with Article 50(10)(a) of Implementing Regulation (EU) 2017/565.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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