Sanction 3906
1 of 184 sanctions recorded for Greece.
- Sanction date
- 14 Jul 2016
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 3906
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Πρόστιμο ύψους 7.000 ευρώ στην ALPHA BANK ΑΕ για παράβαση των διατάξεων του άρθρου 8, παρ. 1 και 2, της υπ’ αρ. 1/452/1.11.2007 Απόφασης του ΔΣ της Επιτροπής Κεφαλαιαγοράς και του άρθρου 25, παρ. 5, του ν. 3606/2007 κατά την παροχή επενδυτικών υπηρεσιών σε πελάτη της.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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