Sanction 7937
1 of 184 sanctions recorded for Greece.
- Sanction date
- 8 Oct 2019
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7937
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of € 5.000 to EUROXX SECURITIES ΑΕΠΕΥ for the infringement of provisions of art. 25 (par 2 and 6) of Law 4514/2018 and articles 54 (para 12) and 52 (paras 1, 2, and 3) of Regulation (EU) No 565/2017 during the provision of investment services by a tied agent to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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