Sanction 10100

1 of 184 sanctions recorded for Greece.

Sanction date
25 Jun 2021
Country
Greece
Legal framework
MiFID
Nature of sanction
Administrative sanction and measure
ESMA sanction ID
10100

Sanction text

Original language: English. Text is published as-is from ESMA.

The Hellenic Capital Market Commission (HCMC) decided to impose a total fine of € 30,000 on Mr. XXX, former President of the Board of Directors and CEO of the company "XXX" (XXX), for the infringement by this company of article 21 par. 4 of Delegated Regulation (EU) 2017/565. For the same case, a fine of € 10,000 is imposed on the company "XXX", for the infringement of article 21 par. 4 of Delegated Regulation (EU) 2017/565.

Related registers

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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