Sanction 10100
1 of 184 sanctions recorded for Greece.
- Sanction date
- 25 Jun 2021
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 10100
Sanction text
Original language: English. Text is published as-is from ESMA.
The Hellenic Capital Market Commission (HCMC) decided to impose a total fine of € 30,000 on Mr. XXX, former President of the Board of Directors and CEO of the company "XXX" (XXX), for the infringement by this company of article 21 par. 4 of Delegated Regulation (EU) 2017/565. For the same case, a fine of € 10,000 is imposed on the company "XXX", for the infringement of article 21 par. 4 of Delegated Regulation (EU) 2017/565.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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