PANTELAKIS SECURITIES S.A.
1 of 184 sanctions recorded for Greece.
- Sanction date
- 22 Nov 2016
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 4205
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €3.000 to PANTELAKIS SECURITIES SA for infringement of provisions of art. 18 of National Law 3340/2005 and of decision 1/452/2007 of HCMC on providing investment services
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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