SOLIDUS SECURITIES INVESTMENT SERVICES FIRM
1 of 184 sanctions recorded for Greece.
- Sanction date
- 21 Jan 2016
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 3386
Other sanctions against this entity (2)
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Πρόστιμο συνολικού ύψους € 6.000 στην εταιρία SOLIDUS SECURITIES ΑΕΠΕΥ για παραβάσεις των διατάξεων του άρθρου 8 του ν. 4141/2013 και των άρθρων 2 και 6 της απόφασης 6/675/27.02.2014 της Επιτροπής Κεφαλαιαγοράς, σχετικά με την παροχή πίστωσης (margin) από την εταιρία προς επενδυτές
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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