Sanction 9110
1 of 184 sanctions recorded for Greece.
- Sanction date
- 17 Jun 2020
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 9110
Sanction text
Original language: English. Text is published as-is from ESMA.
A total fine of € 5,000 was imposed on "EUROXX SECURITIES AEPEY", for the infringement of articles 3 (par. 1c), 8 of the Decision of the Board of Directors of the HCMC with no. 2/452/1.11.2007 and of article 3 (par. 1e) of the Decision of the Board of Directors of the HCMC with no. 5/452/1.11.2007, during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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