Sanction 10916
1 of 184 sanctions recorded for Greece.
- Sanction date
- 18 May 2022
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 10916
Sanction text
Original language: English. Text is published as-is from ESMA.
The HCMC's BOD decided to impose a total fine of € 8,000 on the company "BETA SECURITIES S.A."(LEI: 21380051MF78L87PI591) for the infringement of the provisions of article 14 par. 1 of Greek law 3606/2007, as specified in paragraph 1 of article 2 and paragraph 1, point (a2), of article 3 of decision 11/720/2015 of the Board of Directors of the Hellenic Capital Market Commission (as then applicable), and the provisions of article 18, par.
1 and 2 of Greek law 3340/2005 and par. 4, point (f), of article 24 of decision
2/452/1.11.2007 of the Board of Directors of the Hellenic Capital Market Commission (as then applicable), relating to organisational issues of the company.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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