Sanction 2823
1 of 184 sanctions recorded for Greece.
- Sanction date
- 22 Sept 2015
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 2823
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Πρόστιμο ύψους € 30.000 στην ALPHA BANK, ως καθολικής διαδόχου της ΕΜΠΟΡΙΚΗΣ ΤΡΑΠΕΖΑΣ ΑΕ, για παράβαση των διατάξεων της απόφασης 1/452/1.11.2007 του Διοικητικού Συμβουλίου της Επιτροπής Κεφαλαιαγοράς καθώς και του ν. 3606/2007 για παραβάσεις κατά την παροχή επενδυτικών υπηρεσιών
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding