NATIONAL SECURITIES SINGLE MEMBER S.A.
1 of 184 sanctions recorded for Greece.
- Sanction date
- 27 Oct 2016
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 4086
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €8.000 to NBG SECURITIES SA for infringement of provisions of art. 18 of National Law 3340/2005 and of decision 2/452/1.11.2007 of HCMC on the incomplete execution of customers’ orders, record keeping of customers’ orders and inefficient operation of the internal control function
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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