CAPITAL SECURITIES S.A.
1 of 184 sanctions recorded for Greece.
- Sanction date
- 3 Jul 2014
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 1542
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Πρόστιμο 3.000 ευρώ στην εταιρεία «CAPITAL ΧΡΗΜΑΤΙΣΤΗΡΙΑΚΗ ΑΕΠΕΥ» για μη γνωστοποίηση στην Επιτροπή Κεφαλαιαγοράς μεταβολών στη σύνθεση του Διοικητικού Συμβουλίου της εταιρείας, κατά παράβαση της παρ. 3 του άρθρου 17 του ν. 3606/2007
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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