Sanction 7244
1 of 184 sanctions recorded for Greece.
- Sanction date
- 18 Apr 2019
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7244
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of €15,000 in total on ALPHA BANK SA, as the successor of the Commercial Bank of Greece, for the infringement of the provisions of articles 5 (para 1 and 2), 8 (para 1 and 2) and 16 (para 1 and 2) of HCMC’s BoD’s Rule 1/452/1.11.2007 and the provisions of article 25 paras 5 and 6 of Law 3606/2007 in conjunction with articles 13 (para 1) and 14 of said rule, during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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