Sanction 9837
1 of 184 sanctions recorded for Greece.
- Sanction date
- 10 Mar 2021
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 9837
Sanction text
Original language: English. Text is published as-is from ESMA.
The HCMC's BoD decided to impose a total fine of € 23,000 on "PIRAEUS AEPEY" for the infringement of article 2 (par. 1b and 1e) of the Decision of the Board of Directors of the HCMC with no. 1/808/07.02.2018, of article 72 (par. 1b) of Regulation (EU) 565/2017, of article 16 (par. 6) of law 4514/2018 and of article 6 (par. 2) of law 4141/2013, during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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