Sanction 6325
1 of 184 sanctions recorded for Greece.
- Sanction date
- 31 Oct 2017
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6325
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of € 3.000 to ALPHA FINANCE INVESTMENT SERVICES SA for infringement of provisions of art. 16 of decision 2/452/2007 of HCMC regarding the segregation of accounts for clients’ funds from firm’s funds
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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