PIRAEUS SECURITIES S.A.
1 of 184 sanctions recorded for Greece.
- Sanction date
- 27 Oct 2016
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 4085
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €12.000 to PIRAEUS SECURITIES SA for infringement of provisions of decision 2/452/1.11.2007 of HCMC, art. 25 of National Law 3606/2007, art. 8 of National Law 4141/2013 and art. 18 of National Law 3340/2005 on customers' credit accounts, compatibility/suitability test, and periodic information to customers
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding