Sanction 6896
1 of 184 sanctions recorded for Greece.
- Sanction date
- 6 Nov 2018
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6896
Sanction text
Original language: English. Text is published as-is from ESMA.
Α fine of €5.000 on INDEX Securities SA for the infringement of point e of article 16 of HCMC’s BoD’s Rule 2/452/1.11.2007 because of not keeping clients’ money in separate bank accounts from firm’s bank accounts.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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