Sanction 12206

1 of 184 sanctions recorded for Greece.

Sanction date
27 Sept 2023
Country
Greece
Legal framework
MiFID
Nature of sanction
Administrative sanction and measure
ESMA sanction ID
12206

Sanction text

Original language: English. Text is published as-is from ESMA.

The HCMC's BoD decided to impose a total fine of €10,000 on "BETA SECURITIES S.A." for infringements: of Article 24(4)(c) of Greek law 4514/2018 in conjunction with Article 50(2)(a) of Implementing Regulation (EU) 2017/565, Article 24(4)(c) of Greek law 4514/2018 in conjunction with Article 50(10)(a) of Implementing Regulation (EU) 2017/565, and Article 21(1)(c)of Implementing Regulation (EU) 2017/565.

Related registers

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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