Sanction 7156
1 of 184 sanctions recorded for Greece.
- Sanction date
- 15 Jan 2019
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7156
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of €4,000 on HSBC BANK PLC for the infringement of the provisions of articles 5, 8, and 16 of the HCMC’s BoD’s Rule 1/452/1.11.2007 during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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