G.A. PERVANAS SECURITIES AND INVESTMENT SERVICES COMPANY S.A.
1 of 184 sanctions recorded for Greece.
- Sanction date
- 12 Oct 2015
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 2863
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Πρόστιμο ύψους 5.000 ευρώ στην εταιρεία Γ. Α. ΠΕΡΒΑΝΑΣ ΧΡΗΜΑΤΙΣΤΗΡΙΑΚΗ ΑΕΠΕΥ για παραβάσεις διατάξεων των νόμων 3606/2007 και 3340/2005 καθώς και της απόφασης 2/452/1.11.2007 του Διοικητικού Συμβουλίου της Επιτροπής Κεφαλαιαγοράς
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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