Sanction 6332
1 of 184 sanctions recorded for Greece.
- Sanction date
- 18 Sept 2017
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6332
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €7.000 to INDEX SECURITIES SA for infringement of provisions of National Law 3606/2007 and of decisions 1 and 2/452/1.11.2007 of HCMC, on providing investment services as well as for inadequacies in the functioning of its internal audit division and for not preventing the use of client funds for its own account
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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