Sanction 7149
1 of 184 sanctions recorded for Greece.
- Sanction date
- 3 Jul 2018
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7149
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of € 25.000 to EUROXX SECURITIES SA for the infringement of provisions of art. 67, 84 and 86 of National Law 4261/2014, of art. 431 of Regulation (EU) No 575/2013 of the European Parliament and of the Council and of decision 2/452/2007 of HCMC (for remuneration policies’ issues and an infringement related to the investment firm’s compliance function operations)
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding