Sanction 4425
1 of 184 sanctions recorded for Greece.
- Sanction date
- 21 Mar 2017
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 4425
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €20.000 to ALPHA BANK as sole successor of COMMERCIAL BANK OF GREECE for infringement of provisions of par. 5 and 6 of art.25 of National Law 3606/2007 and of art. 4, 5, 8, 13, 14, 16 and 20 of decision 1/452/2007 of HCMC, on providing investment services
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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