Sanction 10230
1 of 184 sanctions recorded for Greece.
- Sanction date
- 22 Jul 2021
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 10230
Sanction text
Original language: English. Text is published as-is from ESMA.
The HCMC's BoD decided to impose a total fine of € 8,000 on the company PIRAEUS SECURITIES SA for the infringement of the provisions of article 8 paragraph 2 of Greek law 4141/2013 in combination with the provisions of article 3 paragraph 1 of decision 6/675/27.2.2014 of the Hellenic Capital Market Commission, of article 25 paragraphs 1 and 2 of Greek law 3606/2007 in combination with the provisions of article 4 paragraphs 1 and 3 of the decision 1/452/1.11.2007 of the Hellenic Capital Market Commission, of article 10 paragraphs 1 and 2 of Greek law 4141/2013, of article 12 paragraph 6 of Greek law 3606/2007 in combination with the provisions of article 3 paragraph 1(c) of decision 2/452/1.11.2007 of the Hellenic Capital Market Commission.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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