Sanction 7163
1 of 184 sanctions recorded for Greece.
- Sanction date
- 15 Feb 2019
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7163
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of € 4,000 in total on National Securities AEPEY for the infringement of the provisions of articles 5, 8, 13, 14, and 16 of the HCMC’s BoD’s Rule 1/452/1.11.2007 and article 25 para 5, and 6 of Law 3606/2007 during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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