ALPHA FINANCE INVESTMENT SERVICES SINGLE MEMBER S.A.
1 of 184 sanctions recorded for Greece.
- Sanction date
- 26 May 2015
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 2526
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Επιβολή προστίμου € 2.000 στην εταιρεία ALPHA FINANCE AEΠΕΥ για παραβάσεις διατάξεων της απόφασης 2/452/1.11.2007 της Επιτροπής Κεφαλαιαγοράς, αναφορικά με τη μη τήρηση κατάλληλων διαδικασιών μηχανισμών εσωτερικού ελέγχου
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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