Sanction 7164
1 of 184 sanctions recorded for Greece.
- Sanction date
- 15 Feb 2019
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7164
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of € 8,000 in total on Triple A Experts Securities AEPEY for the infringement of the provisions of articles 3 and 6 of the HCMC’s BoD’s Rule 2/452/1.11.2007 and article 27 para 2 and 3 of Law 3606/2007 during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding