Sanction 10573
1 of 184 sanctions recorded for Greece.
- Sanction date
- 15 Dec 2021
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 10573
Sanction text
Original language: English. Text is published as-is from ESMA.
The HCMC's BoD decided to amend its decision 10/928/14.9.2021, concerning the imposition of a fine on Mr Rizos Vassilios for the provision of investment services in violation of article 8 par. 1 of Greek law 3606/2007, reducing this fine to the amount of € 10.000.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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