Sanction 12691
1 of 184 sanctions recorded for Greece.
- Sanction date
- 2 Apr 2024
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 12691
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Την επιβολή χρηματικού προστίμου συνολικού ύψους € 120.000 στην εταιρία
«PRELIUM INVESTMENT SERVICES ΑΕΠΕΥ» (LEI: 2138003BPEJKCL54BL15) για
παραβάσεις των διατάξεων του ν. 4514/2018 και του Κανονισμού ΕΕ 565/2017, κυρίως
ως τη μη λήψη μέτρων για την προστασία των κεφαλαίων των πελατών της και ως προς
μείζονα οργανωτικά θέματα λειτουργίας της.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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