Sanction 6334
1 of 184 sanctions recorded for Greece.
- Sanction date
- 18 Sept 2017
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 6334
Sanction text
Original language: English. Text is published as-is from ESMA.
Sanction of €3.000 to SOLIDUS SECURITIES SA for infringement of provisions of art. 16 of decision 1/452/2007 of HCMC, on providing investment services by a tied agent registered of an investment firm
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding