Sanction 9670
1 of 184 sanctions recorded for Greece.
- Sanction date
- 27 Jan 2021
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 9670
Sanction text
Original language: English. Text is published as-is from ESMA.
A fine of € 10,000 was imposed on VIE FINANCE ΑEPEY for the infringement of point d of article 2 of the Decision of the HCMC with no. 7Α/847/28.6.2019, during the provision of investment services to its clients.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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