TRIPLE A EXPERTS INVESTMENT SERVICES SINGLE MEMBER S.A.
1 of 184 sanctions recorded for Greece.
- Sanction date
- 18 May 2016
- Country
- Greece
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 3908
Other sanctions against this entity (1)
Sanction text
Original language: Greek. Text is published as-is from ESMA.
Πρόστιμο ύψους 3.000 ευρώ στην εταιρία TRIPLE A EXPERTS ΑΕΠΕΥ για παράβαση της παραγράφου 1(β) του άρθρου 17 της απόφασης 1/452/1.11.2007 της Επιτροπής Κεφαλαιαγοράς, λόγω μη αποστολής ενημερώσεων για την επιβεβαίωση εκτέλεσης εντολών
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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