ESMA Sanctions & Enforcement Register
Sanctions and enforcement actions published by ESMA for entities it directly supervises — credit rating agencies, trade repositories, benchmark administrators, and more.
1,318 records.
Sanctions by country
Erste Befektetési Zártkörűen Működő Részvénytársaság
13 Aug 2021 · #10862 · Hungary · MiFID
AMUNDI LUXEMBOURG S.A.
29 Jul 2021 · #10505 · Luxembourg · UCITS
Entity name not disclosed
22 Jul 2021 · #10230 · Greece · MiFID
Entity name not disclosed
22 Jul 2021 · #10229 · Greece · MiFID
JPMORGAN ASSET MANAGEMENT (EUROPE) S.À R.L.
13 Jul 2021 · #10629 · Luxembourg · UCITS
DTCC Derivatives Repository Plc
8 Jul 2021 · #13258 · European Union · EMIR
CryptoMatex
6 Jul 2021 · #10276 · Belgium · MiFID
EuroStandarte
6 Jul 2021 · #10282 · Belgium · MiFID
Profxmarket
6 Jul 2021 · #10298 · Belgium · MiFID
Finetero
6 Jul 2021 · #10284 · Belgium · MiFID
Bitengecko
6 Jul 2021 · #10301 · Belgium · MiFID
FXCT Investments
6 Jul 2021 · #10286 · Belgium · MiFID
TradeVtech
6 Jul 2021 · #10295 · Belgium · MiFID
Deltamarket
6 Jul 2021 · #10278 · Belgium · MiFID
Riva financial systels
6 Jul 2021 · #10297 · Belgium · MiFID
United asset finance limited
6 Jul 2021 · #10294 · Belgium · MiFID
Tradergy
6 Jul 2021 · #10296 · Belgium · MiFID
Goldenrodfx
6 Jul 2021 · #10300 · Belgium · MiFID
Kapitalfx
6 Jul 2021 · #10299 · Belgium · MiFID
Eiro-group
6 Jul 2021 · #10280 · Belgium · MiFID
ML-Capital (www.ml-capital.fr)
29 Jun 2021 · #10146 · Belgium · MiFID
La Franco-Suédoise d’investissement (www.franco-suedoise-investissement.fr)
29 Jun 2021 · #10148 · Belgium · MiFID
Entity name not disclosed
25 Jun 2021 · #10100 · Greece · MiFID
MARKETSTHEWORLD LIMITED
24 Jun 2021 · #10661 · Italy · MiFID
BANCA POPOLARE DEL CASSINATE SOCIETA' COOPERATIVA PER AZIONI
8 Jun 2021 · #10671 · Italy · MiFID
Entity name not disclosed
19 May 2021 · #10019 · Greece · MiFID
Copernicus Securities S.A.
13 May 2021 · #10974 · Poland · MiFID
Acceptrade
4 May 2021 · #10006 · Belgium · MiFID
Horizon Invest
4 May 2021 · #10017 · Belgium · MiFID
Finexro
4 May 2021 · #10003 · Belgium · MiFID
Primecap
4 May 2021 · #10011 · Belgium · MiFID
Justforex
4 May 2021 · #10015 · Belgium · MiFID
Antarigroup
4 May 2021 · #9998 · Belgium · MiFID
Galore Pro
4 May 2021 · #10005 · Belgium · MiFID
Commerce Wealth
4 May 2021 · #10002 · Belgium · MiFID
Topdigitalcoin
4 May 2021 · #10009 · Belgium · MiFID
ICTrades
4 May 2021 · #10016 · Belgium · MiFID
My Coin Elite
4 May 2021 · #10014 · Belgium · MiFID
Finvesting
4 May 2021 · #10004 · Belgium · MiFID
Cinda Securities
4 May 2021 · #10001 · Belgium · MiFID
Capitalfx
4 May 2021 · #9999 · Belgium · MiFID
CFD Advanced
4 May 2021 · #10000 · Belgium · MiFID
Quantums Trade
4 May 2021 · #10010 · Belgium · MiFID
Westmark
4 May 2021 · #10007 · Belgium · MiFID
OmegaPro
4 May 2021 · #10012 · Belgium · MiFID
Ironefx
4 May 2021 · #9997 · Belgium · MiFID
Northstate
4 May 2021 · #10013 · Belgium · MiFID
Triton Capital Markets
4 May 2021 · #10008 · Belgium · MiFID
Entity name not disclosed
29 Apr 2021 · #11344 · Cyprus · MiFID
Idea Bank S.A.
27 Apr 2021 · #10973 · Poland · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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