Luxembourg — ESMA Sanctions Register
20 sanctions and enforcement actions recorded for Luxembourg.
WAYSTONE MANAGEMENT COMPANY (LUX) S.A.
9 Jul 2026 · #15295 · UCITS
DIVERSIFIED ASSET MANAGEMENT S.A., DAM
30 Apr 2026 · #15240 · MiFID
ZEUS ASSET MANAGEMENT S.A.
16 Jul 2025 · #14390 · UCITS
BNY MELLON FUND MANAGEMENT (LUXEMBOURG) S.A.
1 Apr 2025 · #13992 · UCITS
FUNDS AVENUE S.A.
19 Dec 2024 · #13720 · UCITS
AVIVA INVESTORS LUXEMBOURG
15 Oct 2024 · #13422 · UCITS
ABRDN INVESTMENTS LUXEMBOURG S.A.
2 Apr 2024 · #12966 · UCITS
DNB ASSET MANAGEMENT S.A.
26 Mar 2024 · #13255 · UCITS
FUNDSIGHT S.A.
8 Feb 2024 · #12785 · UCITS
INVESCO REAL ESTATE MANAGEMENT S.A R.L.
31 Jan 2023 · #11926 · EMIR
LUXCELLENCE MANAGEMENT COMPANY S.A.
29 Nov 2022 · #11785 · UCITS
SPARINVEST S.A.
15 Nov 2022 · #11426 · UCITS
FUCHS & ASSOCIES FINANCE S.A.
4 May 2022 · #11508 · MiFID
FUCHS & ASSOCIES FINANCE S.A.
4 May 2022 · #11507 · MAR
LRI INVEST S.A.
29 Apr 2022 · #10992 · UCITS
GENERALI INVESTMENTS LUXEMBOURG S.A.
11 Mar 2022 · #11073 · EMIR
SHELTER INVESTMENT MANAGEMENT
24 Sept 2021 · #10507 · UCITS
GAM (LUXEMBOURG) S.A.
22 Sept 2021 · #10506 · UCITS
AMUNDI LUXEMBOURG S.A.
29 Jul 2021 · #10505 · UCITS
JPMORGAN ASSET MANAGEMENT (EUROPE) S.À R.L.
13 Jul 2021 · #10629 · UCITS
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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