Spain — ESMA Sanctions Register
71 sanctions and enforcement actions recorded for Spain.
BANKINTER GESTION DE ACTIVOS, S.A., S.G.I.I.C.
23 Mar 2026 · #14902 · UCITS
CA Indosuez Wealth (Europe), Sucursal en España
16 Oct 2025 · #14397 · MiFID
CA Indosuez Wealth (Europe), Sucursal en España
16 Oct 2025 · #14396 · MiFID
Entity name not disclosed
12 Sept 2025 · #14336 · MiFID
Entity name not disclosed
12 Sept 2025 · #14337 · MiFID
BANCO DE SABADELL, S.A.
24 Jun 2025 · #14741 · MiFID
MARCH ASSET MANAGEMENT, S.G.I.I.C., S.A.U.
27 Mar 2025 · #14073 · UCITS
DEUTSCHE BANK, SAE
29 Jan 2025 · #14072 · MiFID
DEUTSCHE BANK SAE
29 Jan 2025 · #14070 · MiFID
DEUTSCHE BANK, SAE
29 Jan 2025 · #14071 · MiFID
RIVA Y GARCIA GESTION, S.G.I.I.C., S.A.
18 Oct 2024 · #13673 · UCITS
Entity name not disclosed
26 Sept 2024 · #13683 · MiFID
GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.
23 Sept 2024 · #13675 · MiFID
GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.
23 Sept 2024 · #13679 · MiFID
GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.
23 Sept 2024 · #13670 · MAR
GESTION DE PATRIMONIOS MOBILIARIOS, SOCIEDAD DE VALORES, S.A.
23 Sept 2024 · #13676 · MiFID
Entity name not disclosed
23 Sept 2024 · #13682 · MiFID
Entity name not disclosed
23 Sept 2024 · #13691 · MiFID
Entity name not disclosed
23 Sept 2024 · #13692 · MiFID
Entity name not disclosed
23 Sept 2024 · #13693 · MiFID
Entity name not disclosed
23 Sept 2024 · #13684 · MiFID
Entity name not disclosed
23 Sept 2024 · #13680 · MiFID
Entity name not disclosed
23 Sept 2024 · #13681 · MiFID
RENTA MARKETS, S.V., S.A.
13 Jun 2024 · #12946 · MiFID
GLOBALFINANZAS INVESTMENT GROUP, A.V., S.A.
13 Jun 2024 · #12949 · MiFID
GLOBALFINANZAS INVESTMENT GROUP, A.V., S.A.
13 Jun 2024 · #12948 · MiFID
RENTA MARKETS, S.V., S.A.
13 Jun 2024 · #12947 · MiFID
GLOBALFINANZAS INVESTMENT GROUP, A.V., S.A.
13 Jun 2024 · #12950 · MiFID
SOLVENTIS, A.V., S.A.
21 May 2024 · #12893 · MiFID
SOLVENTIS, A.V., S.A.
21 May 2024 · #12891 · MiFID
SOLVENTIS, A.V., S.A.
21 May 2024 · #12892 · MiFID
QUADRIGA ASSET MANAGERS, SGIIC, S.A.
12 Apr 2024 · #12826 · UCITS
Entity name not disclosed
1 Mar 2024 · #12829 · MiFID
Entity name not disclosed
1 Mar 2024 · #12827 · MiFID
Entity name not disclosed
1 Mar 2024 · #12828 · MiFID
Entity name not disclosed
8 Nov 2023 · #12372 · MiFID
Entity name not disclosed
8 Nov 2023 · #12373 · MiFID
Entity name not disclosed
8 Nov 2023 · #12371 · MiFID
Entity name not disclosed
28 Jul 2023 · #12166 · MiFID
Entity name not disclosed
28 Jul 2023 · #12168 · MiFID
LINK SECURITIES, SOCIEDAD DE VALORES, S.A.
28 Jul 2023 · #12170 · MiFID
Entity name not disclosed
28 Jul 2023 · #12177 · MiFID
Entity name not disclosed
28 Jul 2023 · #12171 · MiFID
Entity name not disclosed
28 Jul 2023 · #12174 · MiFID
Entity name not disclosed
28 Jul 2023 · #12172 · MiFID
Entity name not disclosed
28 Jul 2023 · #12173 · MiFID
Entity name not disclosed
28 Jul 2023 · #12169 · MiFID
Entity name not disclosed
28 Jul 2023 · #12178 · MiFID
Entity name not disclosed
28 Jul 2023 · #12176 · MiFID
Entity name not disclosed
28 Jul 2023 · #12167 · MiFID
LINK SECURITIES, SOCIEDAD DE VALORES, S.A.
28 Jul 2023 · #12165 · MiFID
LINK SECURITIES, SOCIEDAD DE VALORES, S.A.
28 Jul 2023 · #12175 · MiFID
Entity name not disclosed
28 Jul 2023 · #12179 · MiFID
Entity name not disclosed
17 Jul 2023 · #12191 · MiFID
Entity name not disclosed
17 Jul 2023 · #12181 · MiFID
ACTIVOTRADE VALORES, SOCIEDAD DE VALORES, SOCIEDAD ANÓNIMA
17 Jul 2023 · #12180 · MiFID
Entity name not disclosed
17 Jul 2023 · #12189 · MiFID
Entity name not disclosed
17 Jul 2023 · #12190 · MiFID
Entity name not disclosed
17 Jul 2023 · #12192 · MiFID
Entity name not disclosed
17 Jul 2023 · #12186 · MiFID
Entity name not disclosed
17 Jul 2023 · #12188 · MiFID
Entity name not disclosed
17 Jul 2023 · #12187 · MiFID
ACAPITAL BB, AGENCIA DE VALORES, S.A.
11 Oct 2022 · #11247 · MiFID
OCCIDENT GCO CAPITAL, AGENCIA DE VALORES, S.A.
11 Oct 2022 · #11250 · MiFID
LINK SECURITIES, SOCIEDAD DE VALORES, S.A.
11 Oct 2022 · #11252 · MAR
Entity name not disclosed
11 Oct 2022 · #11238 · MiFID
ESFERA CAPITAL GESTIÓN SGIIC, S.A. "EN LIQUIDACIÓN"
11 Oct 2022 · #11257 · UCITS
ESFERA CAPITAL GESTIÓN SGIIC, S.A. "EN LIQUIDACIÓN"
11 Oct 2022 · #11258 · UCITS
Entity name not disclosed
1 Jun 2022 · #10996 · MiFID
Entity name not disclosed
1 Jun 2022 · #10997 · MiFID
Entity name not disclosed
15 Mar 2022 · #10940 · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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