Sanction 12373
1 of 71 sanctions recorded for Spain.
- Sanction date
- 8 Nov 2023
- Country
- Spain
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 12373
Sanction text
Original language: Spanish. Text is published as-is from ESMA.
https://www.cnmv.es/portal/consultas/registrosanciones/IniRegSanciones.aspx
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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