Finland — ESMA Sanctions Register

17 sanctions and enforcement actions recorded for Finland.

Pareto Securities Ab

13 May 2026 · #14936 · MiFID

Administrative sanction and measure

Familiam Asset Management Oy

25 Mar 2026 · #14937 · MiFID

Administrative sanction and measure

Alexandria Group Oyj

2 Jun 2025 · #14085 · MiFID

Administrative sanction and measure

Keva

24 Jan 2024 · #12526 · EMIR

Administrative sanction and measure

Ermitage Partners Oy

7 Jun 2023 · #12145 · MiFID

Administrative sanction and measure

Ålandsbanken Abp

27 Feb 2023 · #11639 · EMIR

Administrative sanction and measure

S Pankki Oyj

24 Aug 2022 · #11132 · EMIR

Administrative sanction and measure

LocalTapiola Asset Management Ltd

6 Jun 2022 · #10952 · MiFID

Administrative sanction and measure

Nordea Bank AB (publ), Finnish Branch

9 Apr 2018 · #5724 · MiFID

Administrative sanction and measure

Alexandria Group Oyj

6 Mar 2017 · #4364 · MiFID

Administrative sanction and measure

Uudenmaan Osuuspankki

6 Mar 2017 · #4464 · MiFID

Administrative sanction and measure

Nordea Bank AB (publ), Finnish Branch

6 Mar 2017 · #4465 · MiFID

Administrative sanction and measure

Titanium Investment Services Ltd

6 Mar 2017 · #4365 · MiFID

Administrative sanction and measure

Entity name not disclosed

25 Jul 2013 · #580 · MiFID

Administrative sanction and measure

Entity name not disclosed

4 Feb 2013 · #581 · MiFID

Administrative sanction and measure

UB Securities Ltd

14 Jun 2012 · #3640 · MiFID

Administrative sanction and measure

Entity name not disclosed

7 May 2012 · #579 · MiFID

Administrative sanction and measure

Data sourced from the ESMA sanctions and enforcement register, updated weekly.

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