Copernicus Securities S.A.
1 of 47 sanctions recorded for Poland.
- Sanction date
- 13 May 2021
- Country
- Poland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 10974
Sanction text
Original language: Polish. Text is published as-is from ESMA.
Nałożenie kary pieniężnej w wysokości 3 500 000 zł na Copernicus Securities S.A. oraz ograniczenie zezwolenia na prowadzenie działalności maklerskiej w związku ze stwierdzeniem naruszenia przepisów ustawy o obrocie instrumentami finansowymi, wpływając na wykonywanie działalności maklerskiej.
Link do komunikatu (po polsku):
https://www.knf.gov.pl/komunikacja/komunikaty?articleId=73609&p_id=18
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding