Poland — ESMA Sanctions Register
47 sanctions and enforcement actions recorded for Poland.
XTB S.A.
28 Aug 2026 · #14961 · MiFID
mBank S.A.
29 May 2026 · #15035 · MiFID
Santander Bank Polska S.A.
4 Mar 2026 · #14838 · MiFID
Private Wealth Consulting Sp. z o.o.
24 Nov 2025 · #14509 · MiFID
OCM Cornerstone Finteco S.à.r.l.
7 Nov 2025 · #14510 · MiFID
Entity name not disclosed
31 Aug 2024 · #13378 · MiFID
Entity name not disclosed
24 Jun 2024 · #13493 · MiFID
Entity name not disclosed
20 Jun 2024 · #13381 · MiFID
Entity name not disclosed
14 Jun 2024 · #13380 · MiFID
Entity name not disclosed
14 Jun 2024 · #13379 · MiFID
Entity name not disclosed
31 Aug 2023 · #13532 · MiFID
Entity name not disclosed
31 Aug 2023 · #13533 · MiFID
Entity name not disclosed
31 Aug 2023 · #13534 · MiFID
Entity name not disclosed
24 Aug 2023 · #13529 · MiFID
Entity name not disclosed
24 Mar 2023 · #13520 · MiFID
Entity name not disclosed
24 Mar 2023 · #13519 · MiFID
Entity name not disclosed
24 Mar 2023 · #13522 · MiFID
Opera Dom Maklerski Sp. z o.o.
30 Jun 2022 · #13492 · MiFID
Copernicus Securities S.A.
13 May 2021 · #10974 · MiFID
Idea Bank S.A.
27 Apr 2021 · #10973 · MiFID
ORIGIN Towarzystwo Funduszy Inwestycyjnych S.A.
26 Mar 2021 · #10968 · MiFID
Entity name not disclosed
26 Feb 2021 · #10966 · MiFID
Entity name not disclosed
29 Jan 2021 · #10967 · MiFID
Entity name not disclosed
7 Jan 2021 · #10818 · MiFID
Entity name not disclosed
7 Jan 2021 · #10819 · MiFID
Entity name not disclosed
22 Dec 2020 · #10817 · MiFID
Entity name not disclosed
16 Dec 2020 · #10816 · MiFID
Entity name not disclosed
7 Dec 2020 · #10820 · MiFID
Idea Bank S.A.
30 Nov 2020 · #10716 · MiFID
Prime Selection Dom Maklerski S.A.
29 Sept 2020 · #10351 · MiFID
Entity name not disclosed
14 Jul 2020 · #9463 · MiFID
Dom Maklerski Bank Ochrony Środowiska S.A.
19 Nov 2019 · #8710 · MiFID
Entity name not disclosed
24 Sept 2019 · #8629 · MiFID
Mercurius Dom Maklerski Sp. z o.o.
9 Jul 2019 · #7953 · MiFID
Entity name not disclosed
26 Mar 2019 · #7943 · MiFID
Entity name not disclosed
26 Mar 2019 · #7944 · MiFID
Mercurius Dom Maklerski Sp. z o.o.
18 Dec 2018 · #7927 · MiFID
Polski Dom Maklerski S.A.
8 Nov 2018 · #7928 · MiFID
X-Trade Brokers S.A.
18 Sept 2018 · #7930 · MiFID
Mercurius Dom Maklerski Sp. z o.o.
21 Aug 2018 · #7932 · MiFID
Polski Dom Maklerski S.A.
31 Jul 2018 · #7933 · MiFID
Time Asset Management S.A.
18 May 2018 · #7935 · MiFID
HFT Brokers Dom Maklerski S.A.
25 Apr 2017 · #7936 · MiFID
Entity name not disclosed
5 Jul 2016 · #4287 · MiFID
NOBLE Securities SA
21 Jun 2016 · #4284 · MiFID
Entity name not disclosed
18 Nov 2014 · #4293 · MiFID
Entity name not disclosed
26 Nov 2013 · #4285 · MiFID
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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