Sanction 4293
1 of 47 sanctions recorded for Poland.
- Sanction date
- 18 Nov 2014
- Country
- Poland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 4293
Sanction text
Original language: Polish. Text is published as-is from ESMA.
Uchylenie decyzji z dnia 20 grudnia 2012 r. i nałożenie kary administracyjnej w postaci zawieszenia uprawnienia osoby fizycznej do wykonywania zawodu maklera papierów wartościowych na okres 1 roku i 6 miesięcy za naruszenie regulaminów wewnętrznych.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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