Sanction 7944
1 of 47 sanctions recorded for Poland.
- Sanction date
- 26 Mar 2019
- Country
- Poland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 7944
Sanction text
Original language: Polish. Text is published as-is from ESMA.
Nałożenie kary pieniężnej na Baring Private Equity Asia GP VI Limited kary pieniężnej w wysokości 70 000 zł w związku z naruszeniem art. 106 ustawy o obrocie instrumentami finansowymi wobec niezawiadomienia Komisji Nadzoru Finansowego o zamiarze bezpośredniego stania się podmiotem dominującym domu maklerskiego Q Securities SA.
Link do komunikatu (po polsku):
https://www.knf.gov.pl/o_nas/komunikaty?articleId=65182&p_id=18
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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