NOBLE Securities SA
1 of 47 sanctions recorded for Poland.
- Sanction date
- 21 Jun 2016
- Country
- Poland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- LEI
- 259400LJC7Y93HGGGK72
- ESMA sanction ID
- 4284
Sanction text
Original language: Polish. Text is published as-is from ESMA.
Nałożenie na Noble Securities S.A. z siedzibą w Warszawie kary pieniężnej w wysokości 300 000 zł za istotne naruszenie art. 69 ust. 1 w zw. z art. 69 ust. 2 pkt 5 ustawy o obrocie poprzez świadczenie na rzecz klientów usług doradztwa inwestycyjnego bez wymaganego zezwolenia.
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
- LEI Lookup Look up this entity by LEI
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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