Dom Maklerski Bank Ochrony Środowiska S.A.
1 of 47 sanctions recorded for Poland.
- Sanction date
- 19 Nov 2019
- Country
- Poland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 8710
Sanction text
Original language: Polish. Text is published as-is from ESMA.
Nałożenie kary pieniężnej w wysokości 100 000 zł na Dom Maklerski Bank Ochrony Środowiska S.A. w związku ze stwierdzeniem naruszenia art. 79 ustawy o obrocie poprzez niedostateczną realizację obowiązku nadzoru nad agentem firmy inwestycyjnej.
Link do komunikatu (po polsku):
https://www.knf.gov.pl/o_nas/komunikaty?articleId=67821&p_id=18
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
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