Sanction 10817
1 of 47 sanctions recorded for Poland.
- Sanction date
- 22 Dec 2020
- Country
- Poland
- Legal framework
- MiFID
- Nature of sanction
- Administrative sanction and measure
- ESMA sanction ID
- 10817
Sanction text
Original language: Polish. Text is published as-is from ESMA.
Nałożenie kary pieniężnej w wysokości 300 000 zł na osobę fizyczną, Prezesa Zarządu Prime Selection Dom Maklerski S.A. w związku z odpowiedzialnością za oferowanie certyfikatów inwestycyjnych przez Prime Selection Dom Maklerski S.A. w sposób nierzetelny i nieprofesjonalny.
Link do komunikatu (po polsku):
https://www.knf.gov.pl/komunikacja/komunikaty?articleId=72116&p_id=18
Related registers
- MiFID Register NCA-level enforcement actions
- EU Sanctions Commission restrictive measures
Data sourced from the ESMA sanctions and enforcement register, updated weekly.
📋 Track EU financial regulation continuously
Forseti monitors EU financial regulation and delivers personalised alerts anchored to verified official sources.
14-day free trial. No credit card required.
Legislation Binding EU law
Proposals Pre-legislative
Guidance Interpretive guidance
Consultations Pre-publication
Case law Binding