Italy — ESMA Sanctions Register

Entity name not disclosed

10 Jun 2026 · #15015 · MiFID

Entity name not disclosed

16 Apr 2026 · #14880 · EMIR

Entity name not disclosed

8 Apr 2026 · #14881 · EMIR

REPLICA SOCIETA' DI INTERMEDIAZIONE MOBILIARE S.P.A.

24 Mar 2026 · #14841 · MAR

Entity name not disclosed

14 Jan 2026 · #14635 · MiFID

FINECOBANK BANCA FINECO SPA

9 Oct 2025 · #14411 · MiFID

ACOMEA SGR SPA

4 Jun 2025 · #14181 · MiFID

Banca Monte dei Paschi di Siena S.p.A.

21 May 2025 · #14048 · EMIR

Directa SIM S.p.A.

9 Apr 2025 · #13942 · MiFID

Directa SIM S.p.A.

19 Mar 2025 · #13903 · EMIR

AFX CAPITAL MARKETS LTD

13 Mar 2024 · #13822 · MiFID

BANCA SELLA HOLDING SPA

14 Jun 2023 · #11968 · EMIR

BANCA POPOLARE DEL MEDITERRANEO SCPA

5 Apr 2023 · #11949 · MiFID

Entity name not disclosed

1 Mar 2023 · #11749 · MiFID

BANCA DEL PIEMONTE SPA

15 Jun 2022 · #11059 · MiFID

BANCO BPM SPA

24 Mar 2022 · #10775 · EMIR

UNICREDIT SPA

27 Dec 2021 · #10656 · EMIR

MARKETSTHEWORLD LIMITED

24 Jun 2021 · #10661 · MiFID

BANCA POPOLARE DEL CASSINATE SOCIETA' COOPERATIVA PER AZIONI

8 Jun 2021 · #10671 · MiFID

ADVANCE SIM SPA

21 Apr 2021 · #10672 · MiFID

BANCA ALETTI & C. SPA

27 Jan 2021 · #11948 · EMIR

BANCA AKROS SPA

27 Jan 2021 · #11945 · EMIR

NRG CAPITAL LIMITED

9 Dec 2020 · #10660 · MiFID

RGV HOLDINGS LTD

12 Nov 2020 · #11172 · MiFID

PROGETTO SIM S.P.A. - SOCIETA' DI INTERMEDIAZIONE MOBILIARE - IN LIQUIDAZIONE IN FORMA ABBREVIATA "PROGETTO SIM S.P.A. - IN LIQUIDAZIONE"

15 Jul 2020 · #9296 · MiFID

DGX SYSTEM LTD

8 May 2020 · #10659 · MiFID

CREDITO LOMBARDO VENETO S.P.A.

2 Apr 2020 · #8967 · MiFID

BANCA NAZIONALE DEL LAVORO S.P.A.

9 Dec 2019 · #8207 · MiFID

Entity name not disclosed

9 Oct 2019 · #7968 · MiFID

WORLDWIDE SAFE INVESTMENT LIMITED

31 May 2019 · #7399 · MiFID

WORLDWIDE SAFE INVESTMENT LIMITED

31 May 2019 · #7393 · MiFID

ADEMAF SA

5 Mar 2019 · #7004 · MiFID

AMF CAPITAL LIMITED

13 Dec 2018 · #12385 · MiFID

CONSULTINVEST INVESTIMENTI S.P.A. SOCIETA' DI INTERMEDIAZIONE MOBILIARE ABBREVIABILE IN: CONSULTINVEST INVESTIMENTI - S.I.M. S.P.A.

24 Oct 2018 · #6404 · MiFID

COINSPACE LTD

4 Oct 2018 · #11169 · MiFID

LM SWISS DIRECT LTD

14 Jun 2018 · #11165 · MiFID

CHESHIRE CAPITAL LTD

11 May 2018 · #5824 · MiFID

INTER GLOBAL

28 Mar 2018 · #11167 · MiFID

Entity name not disclosed

1 Feb 2018 · #11161 · MiFID

fondo pensione

26 Jul 2017 · #6767 · EMIR

fondo pensione

21 Jun 2017 · #6766 · EMIR

fondo pensione

21 Jun 2017 · #6765 · EMIR

fondo pensione

21 Jun 2017 · #6764 · EMIR

Entity name not disclosed

9 Jun 2017 · #4724 · MiFID

Entity name not disclosed

29 Mar 2017 · #4404 · MiFID

Entity name not disclosed

8 Mar 2017 · #4385 · MiFID

Entity name not disclosed

7 Mar 2017 · #4386 · MiFID

B.H.N.V. ONLINE LTD

6 Mar 2017 · #5344 · MiFID

Entity name not disclosed

6 Dec 2016 · #11158 · MiFID

FERROFORTIA LIMITED

18 Oct 2016 · #4024 · MiFID

UP & DOWN MARKETING LTD

23 Sept 2016 · #3924 · MiFID

MHGG TECH SOLUTIONS LTD

1 Jul 2016 · #11157 · MiFID

CICCOLELLA SPA

30 Oct 2015 · #2936 · MiFID

AFX CAPITAL MARKETS LTD

31 Dec 2012 · #722 · MiFID